What types of application are there?

Surprisingly perhaps, there are several different types of application you can make and you can pick the one you prefer. The vast majority of our applicants use either a Full Plans Application or a Building Notice and, as you would expect, there are advantages and disadvantages to both.

Full Plans Applications - the advantages

With this type of application you submit an application form, the required Charge and two copies of plans (3 copies are required for non domestic work to enable consultation with the Fire Officer) showing exactly how your proposal will be constructed. We then check the plans very carefully against the standards required by the Building Regulations and attempt to find all the problems at a time when they can most easily be corrected. Once the plan has been approved, we then carry out inspections at regular intervals during construction, but, as everyone involved will know in advance exactly what is required, there should be few nasty (or expensive!) surprises awaiting you. This is incidentally the main reason we check the plans so carefully in the first place - to guard against problems later when they may be far more difficult to put right.

The Charge for the application is generally paid in two instalments - normally you pay approximately 25% of the Charge when the application is submitted and the remainder will be invoiced to you when works start. This is not always the case however and you should refer to the Guidance Notes on such Charges (pdf format) for further details.

Full Plans Applications - the disadvantages

You need to have a set of very detailed plans drawn up to include all the information necessary to carry out the work - from the depth of the foundations, to the height of the chimney. Although some applicants do prepare these plans themselves, most need to employ a designer or Architect to do this for them, and this can be expensive.

Once the plans have been submitted to us it takes about three weeks for us to carry out the required checks and notify you (or your agent) as to whether they are satisfactory or not. If additional information is required or the plans need to be amended, then there can be a further delay while we wait for the details requested, and because of this, it often takes between 5 and 8 weeks for you to receive a formal decision.

Building Notice Applications - the advantages

With this type of application you are only required to submit an application form and the required charge. We do not normally require plans with a Building Notice application (other than a site plan if an extension is involved), hence you may not need the services of a designer or Architect.

Once the notice has been submitted you have to wait only 48 hours before starting the work so there are no long time delays involved in this type of application.

Building Notice Applications - the disadvantages

As no plan is needed you will obviously never receive the protection that an Approved Plan would give you, and the whole process of making sure your work complies with the Building Regulations is carried out at the site inspection stage. This has one major disadvantage, because if a problem is found it will usually be after you have carried out a significant amount of work, which you may then have to take down and do again. Please note that even if you choose to submit a plan with a Building Notice Application it will not be checked. The only way to get an approved plan on which you can rely is to make a full plans application.

With a Building Notice Application you are effectively taking the whole risk of making sure the work complies with the building regulations on your own shoulders. You need to be very sure that you (or your builder) know all the relevant regulations and that you will be able to prove that the works comply to the Building Control Surveyor when he visits.

Whilst not strictly a Building Control problem - the absence of a plan can lead to disputes between clients and their builders. For instance, if your extension turns out to be 100mm shorter than you expected (which perhaps means the kitchen units will not fit), what can you refer to when deciding who is responsible?

The total charge for the work has to be paid when the Building Notice is submitted, and even if you later change your mind and the works are not carried out, the charge can only be returned to you after the notice has expired (currently 3 years).

Building Notices can only be used for domestic applications, and not for offices, shops or other commercial or industrial works.

So which should I choose?

It's entirely up to you! - and whichever choice you make we will try to offer you the best possible service.

It may appear that the way we have summarised the advantages and disadvantages of each application type is intended to guide you away from the Building Notice route, but this is not our intention. For smaller work, and with the benefit of an experienced builder, Building Notice applications are often the obvious choice and the majority of work involved is carried out without problems. We simply wish you to know all the facts so that you can make a well-informed choice.

In both cases the application must be made before works start, the total charge paid will be exactly the same and, when the works have been completed to our satisfaction, you will be sent a completion certificate confirming that the works comply with the Building Regulations. The completion certificate is a very important document, as when you sell the property, you will almost certainly be asked for proof that any work carried out during your ownership complied with all relevant regulations. Please keep it safely.

If you require further guidance (or to request the application forms and charge guidance notes) please speak to one of our Building Control Surveyors by visiting our offices or by ringing our Admin Section on 01733 453422.

Other application types

The vast majority of applications the City Council receives are either Full Plans applications or Building Notices, however the other most commonly used is the Regularisation Certificate:-

The Regularisation Certificate

The Regularisation Certificate is a special type of application, and is used only where works have already been carried out without consent. As it is illegal to carry out work requiring Building Regulation consent without first obtaining consent, you should never need to make an application of this type.

There are circumstances however, particularly where work may have been carried out over a year ago, where the City Council will not take enforcement action. In these cases, although you may not face prosecution, you will find it extremely difficult to sell the property as any solicitor will almost certainly wish to see proof of Building Regulation Approval.

If you are in this situation, the only way of obtaining Building Regulation consent after the event is to make a Regularisation Certificate application. You would do this by completing a Regularisation Certificate application form and submitting it to the City Council together with the appropriate charge, plans and full details of the works carried out.

You will then be contacted by a Building Control Surveyor who will arrange with you a convenient time to visit the property, and then make an initial appraisal of the work requiring consent. It is highly likely that at this stage you will be asked to "open up" works so that the Surveyor can see the construction hidden behind plasterboard or under floors etc. Once the Surveyor has seen all the work considered necessary, he will determine if it complies with the Building Regulations and if so, a Regularisation Certificate will be issued. If it does not however you will be notified in writing of any defects and a Regularisation Certificate will not be issued until they are put right. Please note that if you decide at this stage not to correct the defects, no enforcement action will be taken by the City Council but the charge you have paid will not be refunded.

We strongly advise you not to place yourself in a position where a regularisation certificate is your only option as:

The charges for Regularisation Certificates are higher those for applications made at the right time.
You will almost certainly have to "open up" works, which is expensive, causes damage to decoration, and at the very least, is highly inconvenient.
Even where the work is found to comply with the Building Regulations (which is rare) it takes two to three weeks to obtain a Regularisation Certificate. Where problems are found it can take considerably longer.
It is always more expensive to fix problems after the event than to avoid them in the first place.

Replacement Glazing to Dwellings

For works involving Replacement Glazing to Dwellings we have a separate Replacement Glazing application form in order to simplify the process.